Compliance
Pragmatic transaction compliance that moves at the speed of deals.
We offer private markets’ most comprehensive one-stop solution for transaction compliance, including AML/KYC, Compliance DD, ESG and background reports. We’ve now run compliance diligence on over 1,000 PE, Real Estate, Secondaries and Credit deals.
Our cross-border specialists provide you with a pragmatic approach to red flags and sensitive issues. For ease and speed, you’ll receive a detailed memo with analysis and summaries from our senior lawyers.
ScreenFirst - Background Report
Get earlier insight into your counterparties and surface issues quickly. Our background reports are comprehensive and delivered within 48 hours.
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More comprehensive than traditional “Level 1” or “RFR” checks: sanctions, PEP, adverse media, ESG, social media, source of wealth, corporate records
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Scorecard format and easy-to-read reports, highlighting any issues fast
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Reports returned within 48hrs, faster than any other service on the market
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Reports provided by expert compliance lawyers
Transaction Compliance
Fulfil your AML/KYC compliance requirements in the US, EU and other jurisdictions with Avantia. By combining technology and a team of KYC and legal specialists, we offer market-leading transaction compliance reports to suit all requirements across a range of deal strategies.
Reverse KYC
Complying with KYC is mandatory but managing inbound KYC requests can be a huge time sink, taking your teams away from other projects. Let Avantia help.
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Receive a named lawyer to ensure consistency and excellent counterparty communications
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Benefit from market expertise, meaning we only disclose what is required
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Each request is tracked and stored in your client portal, giving you monthly reporting and oversight
Ongoing Monitoring
Regulations require ongoing monitoring of KYC checks, but balancing compliance and counterparty relations can be a challenge.
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Benefit from specialist KYC screening technology, reducing the volume of false positives and linking all hits to your transaction information
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View and access your complete KYC history on your client portal, in case of an audit
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Managed service, with all ongoing hits reviewed by our KYC specialists before being escalated to you
